Regulatory Compliance Roundtable

May 22, 2019 10:00 AM - 1:00 PM CST

Warren Averett Office
1900 International Park Drive, Suite 400
Birmingham, AL 35243

Click Here to Register

With all of the regulatory changes, Credit Unions need to identify feasible solutions to daily challenges. Join us for this unique opportunity to gain valuable insights from industry experts
and participate in hot-topic breakout sessions.

Who Participates?

Compliance Officers, BSA Officers, Executive Officers and other management.

What is the Cost?

Free for those who participate. Lunch will be provided

Potential Topics

  • Cybersecurity
  • Fair Lending Priorities in 2019
  • Home Mortgage Disclosure Act
  • BSA CDD & Beneficial Ownership Compliance
  • Adverse Action Notices
  • Regulatory Hot Topics

Register by May 20th.

Roundtable Facilitators

Ann Carver, CPA

Ann Carver is a Member in the Firm’s Audit Division. She has more than 22 years of public accounting experience, which were with Hutto & Carver prior to merging with Warren Averett. Ann’s primary responsibilities include fieldwork for audits of credit unions, pension plans, bank secrecy act compliance reviews, ACH and SAFE Act compliance reviews, internal audit work and standards and regulatory updates.

Lisa Berry, CRCM

Lisa Berry is a Compliance Consultant in our Audit Division. Lisa specializes in regulatory compliance, including the Bank Secrecy Act. Lisa has 35 years of financial services experience, including enterprise risk management and commercial, consumer and real estate lending in addition to regulatory compliance. She is a Certified Regulatory Compliance Manager through American Bankers Association.