Specialized Services to help you financial services organization thrive.

Financial Service organizations are operating in a challenging environment, where maintaining a competitive foothold and remaining compliant are vital. Our professionals are industry experts who go beyond the typical tax and audit functions to find unique ways to improve your overall operational efficiencies.

Our professionals have dedicated their careers to serving community banks, de novo banks, public banks, credit unions, broker-dealers, insurance companies and other financial organizations. We stay ahead of industry trends and technical, regulatory changes to ensure you can save money and plan for the future while staying compliant.

  • External certified financial statement audits
  • Internal audits
  • Bank Secrecy Act/Anti-Money Laundering audits
  • Regulatory compliance examinations
  • Director and supervisory examinations
  • Employee benefit plan audits
  • HUD compliance filings
  • Information technology examinations
  • Asset/Liability management
  • Loan reviews
  • Automated Clearing House (ACH) compliance audits
  • NACHA examinations
  • Regulatory filing assistance
  • Federal Reserve online reporting
  • Securities and Exchange Commission reporting
  • Statutory financial statement audits
  • Student loan portfolio audits
  • Accounting for income taxes
  • Tax research and analysis
  • IRS/State examination assistance
  • Executive tax services
  • Mergers and acquisitions
  • Subchapter S conversion
  • Tax compliance services
  • Federal, multistate and local tax planning
  • Qualifying statutory trusts
  • Consent order consulting and assistance
  • Capital enhancement planning
  • Due diligence and merger and acquisition assistance
  • Executive and employee compensation programs
  • Fraud investigations/litigation support
  • Internal control design and implementation
  • Operational performance and efficiency reviews
  • Receivership services
  • Regulatory controls, consulting and examination assistance
  • SOX 404/FDICIA consulting
  • Stock options and restricted stock analysis
  • Service Organization Control (SOC) Report for Cyber Security
  • Information technology control examinations
  • Information security risk assessments
  •  Information technology functional assessments (efficiency and effectiveness)
  • Internal information technology policies and procedures
  • Information security awareness training
  • Specific issue resolution
  • Security penetration testing & vulnerability assessments
  •  Accounting & financial reporting risk
  • Information technology risk
  • Asset management risk
  • Management & human capital risk
  • Infrastructure risk
  • Liquidity & debt leverage risk
  • Sales & marketing risk
  • Expectation risk (strategic planning & goal setting)

Insights

Contact Us

Phone: 800.759.7857

Questions about how we can help you or your business thrive, or want to learn more about Warren Averett? Get in touch with us today!

Top