Warren Averett’s Financial Services consulting professionals understand the unique needs of financial institutions, whether we’re providing auditing, regulatory compliance consulting, accounting or tax consultation services or advising on operational efficiencies. Our team is a trusted, experienced resource that not only stays on top of shifting dynamics affecting your business but guides you with agility and accuracy and ensures full compliance.
Our Financial Services consulting professionals at Warren Averett are experts in serving:
Whether you’re adapting to CECL implementation, seeking a risk assessment for IT infrastructure or looking for proven advice to become more efficient, our team understands your unique needs and challenges and is here to help.
Our community bank consulting services are designed around the needs of your specific organization. With the right experience and financial acumen, our banking consultants can advise on the best ways to position your organization to succeed in this highly regulated landscape, whether you’re developing internal controls, implementing controls for FDICIA, readying for an FFIEC IT audit, navigating the multitude of needs that arise quickly following bank mergers and acquisitions or pursuing tax preparation guidance.
From guiding de novo bank operational and regulatory compliance processes, our experienced banking consultants are here to help your organization to reduce risk and optimize its resources every step of the way. Our team is able to assist de novo banks with the challenges that are unique to them, including examination assistance, operational and regulatory consulting, establishing IT best practices and maintaining compliance with the Federal Financial Institutions Examination Council Information Technology Examination Handbooks, the Information Technology Risk Examination (InTREx) Program and Gramm-Leach-Bliley Act (GLBA) Procedures for Financial Institutions.
Finding your way in a rapidly changing environment is challenging. Having solid, experienced advisors helps. Warren Averett is proud to serve credit unions of all sizes with its accounting, auditing, compliance, tax and consulting capabilities. Some members within our Financial Services Practice Group have dedicated their careers to serving credit unions, whether assisting in accounting standards, regulatory compliance, merger and acquisition assistance, internal credit union audits or technology reviews and compliance. As such, we have been recognized among the nation’s top credit union consulting firms.
Credit Union Roundtables:
We are a Public Company Accounting Oversight Board (PCAOB) registered firm; therefore, we meet requirements to serve as your auditor under the Securities and Exchange Commission (SEC), Financial Industry Regulatory Authority (FINRA), Commodity Futures Trading Commission (CFTC) and National Futures Association (NFA).
In addition, Warren Averett provides brokers and dealers with internal audit services, anti-money laundering (AML) reviews and other financial regulatory compliance support, cybersecurity and IT reviews and tax services. Our broker-dealer consultants can provide actionable and effective strategy for your entire brokerage operations.
Warren Averett provides customized financial solutions and accounting for insurance companies. Our team of professionals has extensive insurance experience, both in the audit and tax areas. We serve a wide variety of insurance companies, including agencies, underwriters, wholesale brokers, premium finance companies and third-party administrators for processing claims.
Our team members are well-versed in the nuances of the insurance industry, including managing accounting for insurance companies. We understand the operational distinctions and the unique relationships between reinsurer, carrier, broker, agent and the insured.
Learn more about our team members’ expertise, insights and how we can help you thrive.
To schedule a free phone consultation, complete the contact form and let us know what’s most important to you. We look forward to hearing from you.